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How to Prepare 3D Flash Memory for Use

This patent describes a method for setting up a 3D non-volatile memory chip, like those in SSDs, by precisely programming control transistors, including a special "dummy" one, to make sure the memory works correctly.

Granted 2017ActiveExpires 2036Owned by Seoul National University R&DB FoundationInvented by Dae Woong KWON, Byung Gook Park, Sang Ho Lee + 1 more

Original patent title: “Method of initializing 3D non-volatile memory device

Plain-English explanation by SahiLast reviewed · July 26, 2026

This patent describes a method for setting up a 3D non-volatile memory chip, like those in SSDs, by precisely programming control transistors, including a special "dummy" one, to make sure the memory works correctly. Granted to Seoul National University R&DB Foundation in 2017 with 33 claims and 9 forward citations, and it is expected to expire in 2036.

Coverage

What does this patent actually cover?

The patent describes a way to get a 3D non-volatile memory device ready for use. This involves carefully setting the "threshold values" (the voltage needed to turn them on) of specific transistors. Specifically, it programs multiple "string selection transistors" and a "dummy string selection transistor" (ClaimclaimA numbered sentence at the end of a patent that legally defines what the inventor owns. The most important section.Read more → 1). These transistors, once programmed, work together to select the correct memory "strings" (paths of memory cells) for reading or writing data. For example, the method might apply a program voltage to a selected string selection line, then check if the transistors reached their target threshold. If some haven't, it can then program other memory cells to act as "screening transistors" to block programming for already set transistors, allowing only the unprogrammed ones to be set (Claim 2). This ensures all necessary selection transistors are correctly configured.

The gap

What does this patent NOT cover?

  • Does not cover initialization methods for traditional 2D (planar) non-volatile memory devices.
  • Does not cover memory architectures that do not include a "dummy string selection line" as part of their structure.
  • Does not cover initialization processes that do not involve programming string selection transistors to specific threshold values.
  • Does not cover memory devices where channel lines are not coupled to bitlines via first ends and common source lines via second ends.
  • Does not cover initialization methods that don't use the dummy string selection transistor together with other string selection transistors.

These exclusions are unique to PatentBrief — derived from the actual claim language, not patent-office boilerplate.

Key facts

Patent numberUS 9685235
StatusActive
FieldSemiconductors & Chips
AssigneeSeoul National University R&DB Foundation
InventorsDae Woong KWON, Byung Gook Park, Sang Ho Lee and 1 other
Filed2016
Granted2017
Expires2036
Claims33
Times cited9
LitigationNone on record
Value · $115K$369KModest

What made this novel

The clever part is the specific inclusion and programming of a "dummy string selection transistor" alongside the regular string selection transistors during the initialization process. This ensures that even this auxiliary control element is precisely configured, contributing to the overall reliability and performance of the complex 3D memory structure.

The Patent Drawing

Representative patent drawing for Method of initializing 3D non-volatile memory device (US 9685235)
Representative figure · US 9685235All figures on Google Patents →
Method of initializing 3D non-…(Primary claim)semiconductorsconsumer electronicstelecommunicationssoftware

Schematic visualization of the patent's claim structure. Hand-drawn diagrams in progress for each landmark patent.

Where you've seen this

Real-world examples

01

3D NAND flash memory chips

02

Solid-state drives (SSDs)

03

Memory in smartphones and tablets

04

USB flash drives

05

Enterprise data center storage

Why it matters

The bigger picture

This patent addresses a fundamental step in manufacturing 3D NAND flash memory, which is crucial for modern data storage. Proper initialization ensures the memory array functions reliably, allowing data to be written and read accurately. This technology underpins high-capacity solid-state drives (SSDs) and storage in smartphones, where 3D NAND's layered structure offers greater density and performance than older 2D designs.

Filed

November 14, 2016

Granted

June 20, 2017

Market context

Who's building on this

Companies in this space

Major memory manufacturers like Samsung, Micron Technology, SK Hynix, Kioxia (formerly Toshiba Memory), and Western Digital are continuously developing and refining 3D NAND flash technologies. These companies invest heavily in optimizing manufacturing processes, including initialization, to improve yield, performance, and reliability of their memory products.

Market impact

This type of patent contributes to the foundational knowledge for manufacturing advanced 3D NAND flash memory, which has enabled the widespread adoption of high-capacity, high-performance solid-state drives. By ensuring reliable initialization, it helps reduce manufacturing costs and improve product quality, directly impacting the availability and affordability of storage solutions for consumers and enterprises. It supports the ongoing scaling of memory density crucial for modern computing.

Claim 1 — Plain English

What this patent covers

The patent describes a way to get a 3D non-volatile memory device ready for use. This involves carefully setting the "threshold values" (the voltage needed to turn them on) of specific transistors. Specifically, it programs multiple "string selection transistors" and a "dummy string selection transistor" (Claim 1). These transistors, once programmed, work together to select the correct memory "strings" (paths of memory cells) for reading or writing data. For example, the method might apply a program voltage to a selected string selection line, then check if the transistors reached their target threshold. If some haven't, it can then program other memory cells to act as "screening transistors" to block programming for already set transistors, allowing only the unprogrammed ones to be set (Claim 2). This ensures all necessary selection transistors are correctly configured.

The clever bit

The clever part is the specific inclusion and programming of a "dummy string selection transistor" alongside the regular string selection transistors during the initialization process. This ensures that even this auxiliary control element is precisely configured, contributing to the overall reliability and performance of the complex 3D memory structure.

What it does not cover

  • Does not cover initialization methods for traditional 2D (planar) non-volatile memory devices.
  • Does not cover memory architectures that do not include a "dummy string selection line" as part of their structure.
  • Does not cover initialization processes that do not involve programming string selection transistors to specific threshold values.
  • Does not cover memory devices where channel lines are not coupled to bitlines via first ends and common source lines via second ends.
  • Does not cover initialization methods that don't use the dummy string selection transistor together with other string selection transistors.

Patent timeline

Filing

Application submitted to the patent office

Publication

Application published, typically 18 months after filing

Grant

Patent officially issued

Expiration

Patent enters public domain

PatentBrief Score

Impact Score

Moderate

Citation count

20/40

Early citations

Claim breadth

20/20

Very broad protection

Recency

10/20

Granted 5–10 years ago

Assignee scale

0/20

Independent or smaller assigneeassigneeThe entity that owns the patent — usually the inventor's employer or a company.Read more →

PatentBrief Impact Score — based on citation count, claim breadth, recency, and assignee scale. Not a legal assessment.

Heuristic Value Estimate

What this patent might be worth

Modest

$115K$369K

Midpoint $230K · 10.3 yr remaining · industry ×1.5

Adjust inputs →

Heuristic only — blends forward/backward citation counts, claim scope, time remaining, litigation history, and CPC-derived industry baseline. Real valuations need a professional appraisal.

Claim text not yet imported for this patent

The original legal language

Original claims

33 claims as filed with the patent office.

Concepts involved

ClaimPrior artNon-obviousnessNoveltySpecificationAssigneePatent term

Citations

Patent lineage

Cites earlier patents

6

earlier patents this invention cites as foundations

View prior art →

Cited by later patents

9

later patents that build on this invention

View patents →

Cite this patent

KWON, D. W., Park, B. G., Lee, S. H., & KIM, D. B. (2017). How to Prepare 3D Flash Memory for Use (U.S. Patent No. 9,685,235). U.S. Patent and Trademark Office. https://patentbrief.org/patent/us/9685235/method-of-initializing-3d-non-volatile-memory-device

Auto-generated from the patent record. Double-check author order and the issue date against the official USPTO document before submitting.

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Common Questions

Frequently Asked Questions

What does How to Prepare 3D Flash Memory for Use cover?

This patent describes a method for setting up a 3D non-volatile memory chip, like those in SSDs, by precisely programming control transistors, including a special "dummy" one, to make sure the memory works correctly.

Who owns patent US 9685235?

Seoul National University R&DB Foundation owns this patent, granted in 2017.

When does this patent expire?

This patent is expected to expire on November 14, 2036, when the invention enters the public domain.

What is patent US 9685235 cited by?

This patent has been cited by 9 later patents that build on its ideas.

What problem does this patent solve?

This patent addresses a fundamental step in manufacturing 3D NAND flash memory, which is crucial for modern data storage. Proper initialization ensures the memory array functions reliably, allowing data to be written and read accurately. This technology underpins high-capacity solid-state drives (SSDs) and storage in smartphones, where 3D NAND's layered structure offers greater density and performance than older 2D designs.

What does this patent NOT cover?

Does not cover initialization methods for traditional 2D (planar) non-volatile memory devices.

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Last reviewed: July 26, 2026 · PatentBrief is not a law firm and this is not legal advice.