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How to Redesign Mouse Antibodies for Safe Use in Humans

Genentech's 1995 patent on a systematic method for humanizing rodent antibodies by grafting their disease-targeting loops onto a human consensus framework while carefully swapping key structural support residues to maintain binding strength.

Granted 2000ExpiredExpired 2015Owned by Genentech IncInvented by Leonard G. Presta, Paul J. Carter

Original patent title: “Humanized antibodies and methods for making them

Plain-English explanation by SahiLast reviewed · June 15, 2026

Genentech's 1995 patent on a systematic method for humanizing rodent antibodies by grafting their disease-targeting loops onto a human consensus framework while carefully swapping key structural support residues to maintain binding strength. Granted to Genentech Inc in 2000 with 40 claims and 1,161 forward citations.

Key facts

Patent numberUS 6054297
StatusExpired
FieldBiotech & Medicine
AssigneeGenentech Inc
InventorsLeonard G. Presta, Paul J. Carter
Filed1995
Granted2000
Claims40
Times cited1,161
LitigationNone on record
Value · $270K$864KSubstantial

Coverage

What does this patent actually cover?

The patent describes a method to engineer therapeutic antibodies that the human immune system won't reject. It starts with a non-human 'import' antibody (typically from a mouse) that already binds to a disease target, and a human 'consensus' antibody framework (specifically VH subgroup III). The method grafts the mouse's target-binding loops, called Complementarity Determining Regions (CDRs), onto the human framework. To prevent the loops from collapsing, the method aligns the framework sequences and identifies differences. If a mouse framework residue is different from the human consensus, and it is predicted to either bind the antigen directly, interact with a CDR loop, or help the heavy and light antibody chains fit together, that specific mouse residue is substituted back into the human framework. A concrete example is the design of trastuzumab (Herceptin), where specific framework positions like 66L or 93H are retained from the mouse sequence to preserve target affinity.

The gap

What does this patent NOT cover?

  • Does not cover humanizing antibodies using human framework regions other than the VH subgroup III consensus sequence.
  • Does not cover fully human antibodies generated from transgenic mice or synthetic phage display libraries that do not require grafting.
  • Does not cover humanization methods that do not substitute framework residues based on the three specific criteria of direct antigen binding, CDR interaction, or VL-VH interface participation.
  • Does not cover simple CDR grafting where no framework region residues are substituted back to the import sequence.

These exclusions are unique to PatentBrief — derived from the actual claim language, not patent-office boilerplate.

What made this novel

Instead of just copying the binding loops, the inventors realized that the surrounding framework acts like a physical scaffold. If you change the scaffold entirely to human, the loops warp; by identifying a precise set of support residues in the framework to keep as mouse-derived, they preserved the loop shape.

Humanized antibodies and metho…(Primary claim)biotechpharmaceutical

Schematic visualization of the patent's claim structure. Hand-drawn diagrams in progress for each landmark patent.

Where you've seen this

Real-world examples

01

Herceptin (trastuzumab) breast cancer therapy

02

Avastin (bevacizumab) cancer therapy

03

Xolair (omalizumab) asthma treatment

04

Genentech's humanized monoclonal antibody pipeline

Why it matters

The bigger picture

This patent laid the technical foundation for some of the most successful cancer and autoimmune drugs in history, including Herceptin (trastuzumab) and Avastin (bevacizumab). Before this systematic approach, simply grafting mouse binding loops onto human antibodies often caused them to lose their ability to bind targets tightly, making them useless as drugs.

Filed

May 9, 1995

Granted

April 25, 2000

Market context

Who's building on this

Companies in this space

Genentech (now a member of the Roche Group) used this method to build its multi-billion dollar oncology portfolio. Other major biopharma companies like Amgen, AbbVie, and Regeneron have built on these humanization principles, though many now also use fully human transgenic mice.

Market impact

This patent was a cornerstone of the modern biologics industry. It enabled the transition from highly toxic, immunogenic mouse antibodies to highly tolerated humanized blockbusters, triggering massive patent litigationlitigationA lawsuit over patent infringement. Litigated patents often signal commercial importance.Read more → and licensing deals across the biopharmaceutical sector.

Claim 1 — Plain English

What this patent covers

The patent describes a method to engineer therapeutic antibodies that the human immune system won't reject. It starts with a non-human 'import' antibody (typically from a mouse) that already binds to a disease target, and a human 'consensus' antibody framework (specifically VH subgroup III). The method grafts the mouse's target-binding loops, called Complementarity Determining Regions (CDRs), onto the human framework. To prevent the loops from collapsing, the method aligns the framework sequences and identifies differences. If a mouse framework residue is different from the human consensus, and it is predicted to either bind the antigen directly, interact with a CDR loop, or help the heavy and light antibody chains fit together, that specific mouse residue is substituted back into the human framework. A concrete example is the design of trastuzumab (Herceptin), where specific framework positions like 66L or 93H are retained from the mouse sequence to preserve target affinity.

The clever bit

Instead of just copying the binding loops, the inventors realized that the surrounding framework acts like a physical scaffold. If you change the scaffold entirely to human, the loops warp; by identifying a precise set of support residues in the framework to keep as mouse-derived, they preserved the loop shape.

What it does not cover

  • Does not cover humanizing antibodies using human framework regions other than the VH subgroup III consensus sequence.
  • Does not cover fully human antibodies generated from transgenic mice or synthetic phage display libraries that do not require grafting.
  • Does not cover humanization methods that do not substitute framework residues based on the three specific criteria of direct antigen binding, CDR interaction, or VL-VH interface participation.
  • Does not cover simple CDR grafting where no framework region residues are substituted back to the import sequence.

Patent timeline

Filing

Application submitted to the patent office

Publication

Application published, typically 18 months after filing

Grant

Patent officially issued

PatentBrief Score

Impact Score

High impact

Citation count

40/40

Highly cited

Claim breadth

20/20

Very broad protection

Recency

0/20

Older than 20 years

Assignee scale

20/20

Major company or institution

PatentBrief Impact Score — based on citation count, claim breadth, recency, and assignee scale. Not a legal assessment.

Heuristic Value Estimate

What this patent might be worth

Substantial

$270K$864K

Midpoint $540K · expired or expiring · industry ×3.0

Adjust inputs →

Heuristic only — blends forward/backward citation counts, claim scope, time remaining, litigation history, and CPC-derived industry baseline. Real valuations need a professional appraisal.

The original legal language

Original claims

40 claims as filed with the patent office.

Concepts involved

ClaimPrior artNon-obviousnessNoveltySpecificationAssigneePatent term

Citations

Patent lineage

Cites earlier patents

58

earlier patents this invention cites as foundations

View prior art →

Cited by later patents

1,161

later patents that build on this invention

View patents →

Cite this patent

Presta, L. G., & Carter, P. J. (2000). How to Redesign Mouse Antibodies for Safe Use in Humans (U.S. Patent No. 6,054,297). U.S. Patent and Trademark Office. https://patentbrief.org/patent/us/6054297/rituxan-chop-chemotherapy

Auto-generated from the patent record. Double-check author order and the issue date against the official USPTO document before submitting.

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Common Questions

Frequently Asked Questions

What does How to Redesign Mouse Antibodies for Safe Use in Humans cover?

Genentech's 1995 patent on a systematic method for humanizing rodent antibodies by grafting their disease-targeting loops onto a human consensus framework while carefully swapping key structural support residues to maintain binding strength.

Who owns patent US 6054297?

Genentech Inc owns this patent, granted in 2000.

When does this patent expire?

This patent has expired and is now in the public domain — anyone can use the invention freely.

What is patent US 6054297 cited by?

This patent has been cited by 1161 later patents that build on its ideas.

What problem does this patent solve?

This patent laid the technical foundation for some of the most successful cancer and autoimmune drugs in history, including Herceptin (trastuzumab) and Avastin (bevacizumab). Before this systematic approach, simply grafting mouse binding loops onto human antibodies often caused them to lose their ability to bind targets tightly, making them useless as drugs.

What does this patent NOT cover?

Does not cover humanizing antibodies using human framework regions other than the VH subgroup III consensus sequence.

Same assignee

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Last reviewed: June 15, 2026 · PatentBrief is not a law firm and this is not legal advice.