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How to Store Fragile Biological Materials Without Refrigeration

A method for preserving unstable biological materials like proteins by trapping them in a solid, glass-like sugar or polymer matrix that prevents decay at room temperature.

Granted 2007ExpiredExpired 2021Owned by Nektar TherapeuticsInvented by Felix Franks, Ross H. M. Hatley

Original patent title: “USRE39497E1 - Storage of materials

Plain-English explanation by SahiLast reviewed · June 15, 2026

A method for preserving unstable biological materials like proteins by trapping them in a solid, glass-like sugar or polymer matrix that prevents decay at room temperature. Granted to Nektar Therapeutics in 2007 with 25 claims and 11 forward citations.

Key facts

Patent numberUS RE39497
StatusExpired
FieldBiotech & Medicine
AssigneeNektar Therapeutics
InventorsFelix Franks, Ross H. M. Hatley
Filed2001
Granted2007
Claims25
Times cited11
LitigationNone on record
Value · $35K$112KMinimal

Coverage

What does this patent actually cover?

This patent describes a way to keep delicate biological materials, such as proteins or enzymes, from breaking down when they are not kept in a fridge. It works by dissolving the fragile material into a water-soluble carrier, like a sugar or a synthetic polymer, and then turning that mixture into a solid, glassy, amorphous state. Because the material is locked inside this rigid 'glass,' it cannot move or react, effectively pausing its degradation at room temperature. When a scientist needs to use the material again, they simply add water to dissolve the glass and release the active substance.

The gap

What does this patent NOT cover?

  • Does not cover materials that are already stable in aqueous solution at room temperature.
  • Does not cover storage methods that rely on freezing or standard refrigeration.
  • Does not cover the storage of rennin specifically, as it is explicitly excluded in claimclaimA numbered sentence at the end of a patent that legally defines what the inventor owns. The most important section.Read more → 17.
  • Does not cover liquid-state storage solutions that do not form a glassy amorphous solid.

These exclusions are unique to PatentBrief — derived from the actual claim language, not patent-office boilerplate.

What made this novel

The innovation lies in using the glass transition state of a sugar or polymer matrix to physically immobilize molecules, preventing the molecular movement necessary for chemical degradation without needing to lower the temperature.

USRE39497E1 - Storage of mater…(Primary claim)biotechpharmaceuticalmaterials

Schematic visualization of the patent's claim structure. Hand-drawn diagrams in progress for each landmark patent.

Where you've seen this

Real-world examples

01

Lyophilized (freeze-dried) protein therapeutics

02

Room-temperature stable diagnostic test reagents

03

Stabilized enzyme formulations for industrial use

Why it matters

The bigger picture

This technology is vital for the pharmaceutical and biotech industries, where shipping temperature-sensitive medicines like vaccines or therapeutic proteins is expensive and logistically difficult. By removing the need for a 'cold chain'—the continuous refrigeration of products from factory to patient—this method reduces costs and increases access to life-saving drugs in regions lacking reliable electricity.

Filed

August 28, 2001

Granted

February 27, 2007

Market context

Who's building on this

Companies in this space

Nektar Therapeutics continues to operate in the drug delivery space, focusing on polymer conjugate technology. Many pharmaceutical companies and contract manufacturing organizations utilize similar vitrification techniques to stabilize biologics for global distribution.

Market impact

This patent helped formalize the use of vitrification for pharmaceutical stabilization, moving the industry toward more robust, non-refrigerated drug delivery systems. It has been a foundational concept for companies aiming to eliminate the logistical burdens of the cold chain in global health initiatives.

Claim 1 — Plain English

What this patent covers

This patent describes a way to keep delicate biological materials, such as proteins or enzymes, from breaking down when they are not kept in a fridge. It works by dissolving the fragile material into a water-soluble carrier, like a sugar or a synthetic polymer, and then turning that mixture into a solid, glassy, amorphous state. Because the material is locked inside this rigid 'glass,' it cannot move or react, effectively pausing its degradation at room temperature. When a scientist needs to use the material again, they simply add water to dissolve the glass and release the active substance.

The clever bit

The innovation lies in using the glass transition state of a sugar or polymer matrix to physically immobilize molecules, preventing the molecular movement necessary for chemical degradation without needing to lower the temperature.

What it does not cover

  • Does not cover materials that are already stable in aqueous solution at room temperature.
  • Does not cover storage methods that rely on freezing or standard refrigeration.
  • Does not cover the storage of rennin specifically, as it is explicitly excluded in claim 17.
  • Does not cover liquid-state storage solutions that do not form a glassy amorphous solid.

Patent timeline

Filing

Application submitted to the patent office

Publication

Application published, typically 18 months after filing

Grant

Patent officially issued

PatentBrief Score

Impact Score

Moderate

Citation count

22/40

Moderately cited

Claim breadth

17/20

Very broad protection

Recency

5/20

Granted 10–20 years ago

Assignee scale

0/20

Independent or smaller assigneeassigneeThe entity that owns the patent — usually the inventor's employer or a company.Read more →

PatentBrief Impact Score — based on citation count, claim breadth, recency, and assignee scale. Not a legal assessment.

Heuristic Value Estimate

What this patent might be worth

Minimal

$35K$112K

Midpoint $70K · expired or expiring · industry ×3.0

Adjust inputs →

Heuristic only — blends forward/backward citation counts, claim scope, time remaining, litigation history, and CPC-derived industry baseline. Real valuations need a professional appraisal.

The original legal language

Original claims

25 claims as filed with the patent office.

Concepts involved

ClaimPrior artNon-obviousnessNoveltySpecificationAssigneePatent term

Citations

Patent lineage

Cites earlier patents

49

earlier patents this invention cites as foundations

View prior art →

Cited by later patents

11

later patents that build on this invention

View patents →

Cite this patent

Franks, F., & Hatley, R. H. M. (2007). How to Store Fragile Biological Materials Without Refrigeration (U.S. Patent No. RE39,497). U.S. Patent and Trademark Office. https://patentbrief.org/patent/us/RE39497/epogen-epoetin-alfa

Auto-generated from the patent record. Double-check author order and the issue date against the official USPTO document before submitting.

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Common Questions

Frequently Asked Questions

What does How to Store Fragile Biological Materials Without Refrigeration cover?

A method for preserving unstable biological materials like proteins by trapping them in a solid, glass-like sugar or polymer matrix that prevents decay at room temperature.

Who owns patent US RE39497?

Nektar Therapeutics owns this patent, granted in 2007.

When does this patent expire?

This patent is expected to expire on February 27, 2027, when the invention enters the public domain.

What is patent US RE39497 cited by?

This patent has been cited by 11 later patents that build on its ideas.

What problem does this patent solve?

This technology is vital for the pharmaceutical and biotech industries, where shipping temperature-sensitive medicines like vaccines or therapeutic proteins is expensive and logistically difficult. By removing the need for a 'cold chain'—the continuous refrigeration of products from factory to patient—this method reduces costs and increases access to life-saving drugs in regions lacking reliable electricity.

What does this patent NOT cover?

Does not cover materials that are already stable in aqueous solution at room temperature.

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Last reviewed: June 15, 2026 · PatentBrief is not a law firm and this is not legal advice.