International Patents · Brazil · LATAM Strategy
Brazil Patent System
INPI filing, the 12-month grace period, Brazil's local working requirement, the 2021 pharmaceutical reform, and how to protect inventions across Latin America's largest economy.
Types of IP Protection
Three types of industrial property in Brazil
Invention Patent (Patente de Invenção)
Term
20 years from filing date
Requirements
Novelty, inventive activity (non-obviousness), and industrial applicability
Exclusions
Discoveries, scientific theories, mathematical methods, computer programs per se, business methods, works protected by copyright, natural living beings, biological materials, biological processes
Notes
Standard utility patent equivalent; covers products, processes, and compositions of matter; formal examination by INPI examiner; most common type for technology and pharmaceutical inventions
Utility Model (Modelo de Utilidade)
Term
15 years from filing date
Requirements
Novelty and inventive act; limited to objects of practical use or parts thereof, susceptible to industrial application, with new form or arrangement
Exclusions
Same as invention patents; also limited to functional objects (cannot protect pure processes)
Notes
Similar to German Gebrauchsmuster; faster and cheaper than full patent; does not cover processes or methods — only devices and equipment; often used by small inventors and SMEs
Industrial Design (Desenho Industrial)
Term
10 years from filing date, renewable for three 5-year periods (max 25 years)
Requirements
Novelty, originality, and industrial applicability
Exclusions
Works of fine arts, artistic and cultural expressions, purely artistic works
Notes
Protects the ornamental (visual) aspects of a product — shape, configuration, or aesthetic elements; similar to US design patent; examined only for formal requirements (no substantive prior art search); registration-based system
Filing Procedure
INPI examination — step by step
Filing
File at INPI (online via e-INPI or in person at INPI offices, primarily Rio de Janeiro). Applications may be filed in Portuguese (required for national applications) or, for PCT national phase entries, filed in the language of the international application with a Portuguese translation within 90 days. Filing date (data de depósito) establishes the priority date for domestic novelty purposes.
Priority date and grace period
Brazil recognizes a 12-month grace period under Article 12 of Law 9,279/1996: disclosures made by the applicant, or by a third party based on information obtained from the applicant, within 12 months before the filing date (or priority date) do not destroy novelty. This grace period applies only to the applicant's own disclosures — not to independent third-party disclosures. Unlike the US AIA grace period, Brazilian courts have interpreted this somewhat narrowly, so best practice is still to file before any public disclosure.
Formal examination
INPI performs a preliminary formality check within 60 days of filing. If formal requirements are met, the application is accepted and receives a INPI number. If formal deficiencies exist, INPI issues a notice requesting correction within 60 days.
Publication
The application is published in the Revista da Propriedade Industrial (RPI — INPI's official gazette) 18 months from the earliest priority date (or earlier if the applicant requests). After publication, the application is open to public opposition within 90 days. Third parties may submit prior art or observations (Article 31 LPI — manifestações de terceiros) within this period.
Examination request
Unlike the automatic examination at USPTO, Brazil requires the applicant to formally request examination (requerimento de exame) within 36 months from filing (or priority date). Failure to request examination within 36 months results in definitive archiving (effectively abandonment). Examination requests can be accelerated through INPI's special programs (PPH, Patentes Verdes, strategic technology priorities).
Substantive examination
Once examination is requested, INPI assigns a technical examiner. Brazil is implementing examination acceleration programs but historically the backlog was severe — wait times reached 9–12 years in the early 2000s. As of 2024, INPI has reduced the backlog through digitization, PPH programs, and hiring additional examiners. Current average wait from examination request to first office action: approximately 18–48 months depending on technology area.
Grant and publication
If all objections are overcome, INPI issues a Despacho 16.1 (decision to grant) followed by publication in the RPI. The applicant must pay the grant fee (retribuição de expedição de carta-patente) and first annuity within 60 days. The patent certificate (carta-patente) is issued after payment. Grant triggers the start of enforcement rights and the local working obligation.
Local Working Requirement
Article 68 — the obligation to work the patent in Brazil
Critical for International Patent Holders
Brazil requires patent holders to actively work (exploit) a patent in Brazil within 3 years of grant or risk a compulsory license. This is one of the most important and distinctive aspects of Brazilian patent law, with no equivalent in the US or European systems.
The rule
Article 68 of Brazil's Industrial Property Law (Law 9,279/1996) — Local Working Requirement — One of Brazil's most controversial and distinctive patent provisions. Article 68 provides that a patent is subject to compulsory licensing if the subject matter of the patent is not 'worked' in Brazil within 3 years of the patent grant, or if the working is discontinued for more than one year, or if the marketing does not satisfy the needs of the market.
What counts as 'working'
Working (exploitation) means: local manufacturing in Brazil, or importation of the patented product if local manufacturing is economically unviable. The Brazilian government has historically interpreted 'working' broadly — importation alone has been deemed sufficient working in many cases, but there is ongoing debate. A compulsory license for non-working is non-exclusive and is granted to any interested party by the Federal Government upon showing the need.
Pharmaceutical precedent
The local working requirement has been most controversial in the pharmaceutical sector. In 2007, Brazil issued a compulsory license for Merck's antiretroviral patent on efavirenz (used in HIV/AIDS treatment), citing the need for affordable medicine — the first use of a compulsory license in Brazil's post-TRIPS era. Brazil argued that the price was too high and that generic production was in the national interest (TRIPS Article 31 allows compulsory licenses in national emergencies or for public non-commercial use).
Practical steps for patent holders
For international patent holders in Brazil: (1) Ensure local manufacturing or distribution arrangements are in place within 3 years of grant; (2) If pure importation is the strategy, document that local manufacturing would be economically unviable; (3) Pharmaceutical companies should be prepared for the Brazil government's historically active enforcement of compulsory licensing rights; (4) Maintaining production records, sales data, and market supply evidence is important for demonstrating working.
2021 Reform
The ANVISA reform — pharmaceutical patents after Law 14,195/2021
Before 2021 — dual review
Before 2021, Brazilian pharmaceutical patents required 'prior consent' (anuência prévia) from ANVISA (Agência Nacional de Vigilância Sanitária — the Brazilian health regulatory agency) before INPI could grant them. ANVISA's review was substantive — the agency could block pharmaceutical patents on public health grounds, examining not only regulatory aspects but also the patentability merits. This dual-review system created delays of years on top of INPI's already lengthy examination process and was criticized as a barrier to innovation.
Law 14,195/2021 — the reform
Law 14,195/2021 (September 2021) fundamentally reformed Brazil's pharmaceutical patent system. ANVISA's role in patent examination was ended. INPI now grants pharmaceutical patents independently, without prior consent from ANVISA. ANVISA retains its role in approving drug marketing authorizations (registration) but is no longer involved in patent examination or grant decisions. This brought Brazil's pharmaceutical patent system into conformity with standard TRIPS obligations and removed a major source of delay and uncertainty.
Practical effect for patent holders
The practical effect of the reform: (1) Pharmaceutical patent prosecution at INPI is now procedurally similar to other technology areas — INPI examination only, with standard timelines; (2) The former 'dual opposition' pathway — challenging pharmaceutical patents at both INPI and ANVISA — no longer applies; (3) International pharmaceutical companies that previously faced both INPI and ANVISA review now face a single substantive examination; (4) Pipeline of pharmaceutical applications that were delayed by the dual-review system has been processing through INPI more efficiently since 2021.
Accelerated Examination
Fast-track programs at INPI
Patent Prosecution Highway (PPH)
Brazil signed PPH agreements with the USPTO, EPO, JPO, KIPO, and other major IP offices. Under PPH, applicants whose claims were found allowable by a partner office can request accelerated examination at INPI. INPI is required to advance the application to examination ahead of standard queue. Brazilian PPH significantly reduces examination wait times from years to months in favorable cases. Requirements: (1) filing of PPH request with supporting documentation; (2) claims must correspond to those allowed by the partner office; (3) references cited by the partner office must be submitted to INPI.
Patentes Verdes (Green Patents Program)
INPI launched Brazil's Green Patents Program (Patentes Verdes) in 2012 — one of the earliest such programs globally. Applications covering environmentally beneficial inventions receive prioritized examination. Eligible technologies: alternative energy, biofuels, energy efficiency, solid waste treatment, water treatment, climate change mitigation, sustainable agriculture. Request is free; no extra government fee. Since its launch, Patentes Verdes has processed thousands of applications and has been credited with reducing examination times for green tech from 10+ years to under 2 years.
Strategic Technology Priority Examination
INPI maintains a list of strategic technology areas eligible for accelerated examination — updated periodically based on Brazilian national development priorities. Recent priority areas have included healthcare technologies, defense, semiconductors, nanotechnology, biotechnology, and advanced materials. Applicants in strategic areas can apply for priority treatment through INPI's online system.
SME/Individual Inventor Acceleration
Small and medium enterprises (SMEs) and individual inventors may request priority examination under INPI's program for under-resourced innovators. Brazil's equivalent of USPTO's micro entity / small entity concept. Requirements vary; applicants must demonstrate they qualify as a small business or individual inventor under Brazilian law. Reduced annuity fees also apply for qualifying applicants.
Brazil vs US Comparison
Key differences at a glance
| Feature | Brazil (INPI / Law 9,279/1996) | US (USPTO / 35 U.S.C.) |
|---|---|---|
| Filing language | Portuguese (or PCT international filing + Portuguese translation within 90 days) | English |
| Grace period | 12 months for own disclosures (Article 12, Law 9,279/1996) | 12 months for own disclosures (AIA § 102(b)(1)) |
| Examination request deadline | 36 months from filing/priority date — must be formally requested | Automatic — no separate request required |
| Pharmaceutical patent review | INPI only (since 2021 reform — ANVISA prior consent eliminated) | USPTO only |
| Local working requirement | Yes — Article 68: must work patent in Brazil within 3 years of grant or risk compulsory license | No local working requirement |
| Compulsory license | Available for non-working, national emergency, public interest (used in HIV/AIDS drugs in 2007) | Available in very narrow circumstances (28 U.S.C. § 1498 for government use only) |
| Utility model | Yes — 15-year term, covers functional objects only (not processes) | No utility model (design patents are closest analog) |
| Software patents | Computer programs per se excluded (Article 10, Law 9,279); technical effect required — aligned with EPO approach | Alice/Mayo two-step test; post-Alice stricter |
| Annuities (maintenance) | Annual from filing date (anuidades) | Lump-sum at 3.5/7.5/11.5 years (maintenance fees) |
| Fast-track options | PPH; Patentes Verdes; Strategic Priority; SME/Individual | Track One; PPH; Accelerated Examination |
FAQ
Frequently asked questions
What is Brazil's local working requirement and how does it affect patent holders?
Brazil's local working requirement is found in Article 68 of the Industrial Property Law (Law 9,279/1996). It provides that a patent is subject to compulsory licensing if: (1) the subject matter of the patent is not worked (exploited) in Brazil within 3 years of the patent grant date; (2) the working is discontinued for more than 1 year; (3) the marketing of the patented subject matter does not satisfy the needs of the Brazilian market; or (4) the patentee exercises rights over a patent in an abusive manner. 'Working' means local manufacturing in Brazil. Importation alone may be considered sufficient if the patent owner can demonstrate that local manufacturing would be economically unviable (this has been debated in Brazilian courts and policy). Any interested party can request a compulsory license for non-working after 3 years from grant, and the Federal Government issues the license if the requirement is not met. In practice, the local working requirement has most significantly affected the pharmaceutical sector. In 2007, the Brazilian government invoked compulsory licensing for Merck's antiretroviral patent covering efavirenz (an HIV/AIDS drug), citing its high price and the national health emergency posed by HIV. Brazil was the first middle-income country to compulsory-license a non-generic pharmaceutical patent after the Doha Declaration. For practical patent strategy in Brazil: ensure you have a distribution arrangement, licensing agreement with a Brazilian manufacturer, or local manufacturing within 3 years of grant. Document your market presence carefully. For pharmaceutical patents, also ensure the licensed product is priced to satisfy market needs — the government has historically been willing to issue compulsory licenses if supply or pricing fails to meet public health needs.
How did Brazil's 2021 pharmaceutical patent reform affect ANVISA's role?
Before 2021, pharmaceutical patent applications in Brazil required 'prior consent' (anuência prévia) from ANVISA (the Brazilian health regulatory agency) before INPI could grant them. ANVISA had authority to block pharmaceutical patents on substantive grounds — including patentability criteria reviewed through a public health lens. This dual-review system was controversial: it created significant additional delays (often 3–5 additional years on top of INPI's already-long examination backlog) and was criticized as inconsistent with Brazil's TRIPS obligations, which generally permit member countries to regulate pharmaceutical patents but don't require a dual administrative review. Law 14,195/2021 (the Economic Freedom Act), signed in September 2021, eliminated ANVISA's prior consent requirement. INPI now handles pharmaceutical patent examination alone, without ANVISA involvement. ANVISA retains its core regulatory mandate (drug marketing authorization), but no longer reviews or blocks patent grants. The reform brought Brazil's system closer to international norms and removed a significant uncertainty for pharmaceutical patent holders. For practical purposes: (1) pharmaceutical patent applicants in Brazil after September 2021 face INPI examination only — no ANVISA review; (2) historical applications that were stuck in the ANVISA-INPI dual-review pipeline have been processed through INPI following the reform; (3) future pharmaceutical patent prosecution in Brazil follows the same general procedure as other technology areas, without the additional ANVISA layer.
Can software be patented in Brazil?
Yes, software inventions can be patented in Brazil, subject to the technical character requirement. Article 10 of Brazil's Industrial Property Law (Law 9,279/1996) excludes 'computer programs per se' from patent protection (along with mathematical methods, business methods, and other abstract categories). The phrase 'per se' is the operative limitation — software that is claimed purely as a program, without any reference to its technical application or effect, cannot be patented. However, software that is claimed as part of a technical system or that produces a technical effect can qualify for patent protection. INPI follows an approach similar to the EPO: if a computer-implemented invention has a technical character — that is, if it achieves a technical result beyond the normal physical interactions of software and hardware, or if it solves a technical problem in a technical way — it can be patented. Examples of patentable software-related inventions in Brazil: embedded systems controlling physical devices; data processing methods that improve the operation of a computer network; signal processing algorithms applied to telecommunications; software-implemented machine learning techniques used for a technical purpose (image analysis, industrial control, etc.); computer-implemented methods in medical devices. Software that cannot be patented: pure algorithms with no technical application; software that merely implements a business method or game rule; programs that only present or organize information without technical effect. The Brazilian approach is somewhat more permissive than the post-Alice USPTO but similar to EPO practice.
What is the Patentes Verdes program and how does it work?
Patentes Verdes (Green Patents) is Brazil's accelerated patent examination program for environmentally beneficial inventions. It was launched by INPI in April 2012 — making Brazil one of the first patent offices in the world to establish a dedicated green technology fast-track. How it works: (1) Eligibility: any patent application covering technology with a clear environmental benefit qualifies. Eligible areas include: alternative energy production (solar, wind, biomass, hydroelectric, tidal), energy efficiency, biofuels, sustainable transport, solid and liquid waste management, water treatment, climate change mitigation, sustainable agriculture, and biodiversity conservation; (2) Cost: completely free — no additional government fee beyond standard INPI application fees; (3) Process: the applicant files a request with a brief statement explaining the environmental benefit; INPI verifies eligibility and, if accepted, advances the application for priority examination; (4) Speed: applications accepted into Patentes Verdes receive priority in the examination queue. This has reduced examination times for green technology from the historical backlog of 10+ years to significantly shorter periods. As of 2023, INPI processes thousands of Patentes Verdes applications annually. This program is directly analogous to the UK's Green Channel (free, broad eligibility) and IPO's similar programs in other countries. For startups and companies in cleantech, renewable energy, environmental technology, and sustainable agriculture, requesting Patentes Verdes treatment in Brazil is strongly advisable — there is no cost, and the time savings are substantial.
What is the difference between a Brazilian patent and a utility model?
Brazil protects two types of technical inventions: Invention Patents (Patentes de Invenção) and Utility Models (Modelos de Utilidade). The key differences: (1) Subject matter: Invention patents cover any technical innovation — including products, processes, and compositions of matter — that meets the requirements of novelty, inventive activity, and industrial applicability. Utility models are limited to objects of practical use, or parts thereof, susceptible to industrial application, with a new form or arrangement resulting in functional improvement. Utility models cannot protect pure processes or methods — only physical objects (devices, equipment, mechanisms). (2) Term: invention patents = 20 years from filing; utility models = 15 years from filing. (3) Inventive activity threshold: invention patents require a non-obvious inventive step. Utility models apply a lower 'inventive act' standard (ato inventivo) — the improvement needs to be novel and functional, but the inventive activity requirement is less demanding than for a full patent. (4) Examination: both undergo formal examination by INPI; the substantive examination standard is lower for utility models. (5) Cost: utility model annuities and filing fees are generally slightly lower than invention patent fees. (6) Strategy: utility models are useful for: incremental improvements to existing products; innovations that are clearly novel in form and function but may not meet the full inventive step bar for a full patent; fast protection for physical device improvements where process patents are not needed. The utility model is conceptually similar to Germany's Gebrauchsmuster (though Brazil's version requires 15 years rather than Germany's 10-year max) and the Chinese utility model. The US has no direct equivalent.
Related Guides