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PatentBrief

Patent Claiming Strategy

Method Claims

Process patents, infringement by use, and the divided infringement trap.

Quick Answer

Method claims protect processes step by step. Infringement requires performing every step — a single entity rule that created the divided infringement problem for multi-party systems. Akamai (Fed. Cir. 2015 en banc) expanded liability to cover direction-and-control scenarios, but cloud platforms still use divided infringement to reduce risk.

Claim Example

Anatomy of a Method Claim

1. A method comprising: receiving, by a server, a request from a client device; authenticating the client device using a token; transmitting, by the server, a response to the client device, wherein the response includes encrypted data.

Step 1 (blue)

Performed by server — receiving step. Must specify who performs for multi-actor clarity.

Step 2 (green)

Performed by server — authenticating step. All method steps must be performed for infringement.

Step 3 (red)

Performed by server — transmitting step + wherein clause adds structural limitation.

Infringement Types

How Method Patents Are Infringed

Direct Infringement — Single Entity (§ 271(a))

One person/entity performs all steps of the method. Uses a patented process. This is the standard, unambiguous form of method infringement.

Divided Infringement — Pre-Akamai (rejected rule)

Multiple parties split the steps — traditionally no direct infringement unless one party 'directed and controlled' the performance of all steps. Many software/internet patents effectively unenforceable.

Divided Infringement — Post-Akamai (Fed. Cir. 2015 en banc)

Direct infringement exists when one party performs some steps AND (a) directs or controls others to perform the rest, OR (b) all parties form a joint enterprise. Conditions-participation-in-benefit test.

Induced Infringement (§ 271(b))

Defendant actively encourages another party to directly infringe. Requires: knowledge of the patent + intent to induce infringement + actual direct infringement by the induced party.

Contributory Infringement (§ 271(c))

Defendant sells a component with no substantial non-infringing use, knowing it will be used to infringe. Requires predicate direct infringement. Narrow — must show absence of other significant uses.

Method vs. Apparatus

Choosing Claim Form

Best practice for software and technology inventions: claim the same invention in three independent forms:

Method Claim

Covers: Performing the process

Infringed by: By using the process

Strength: Catches service providers who 'use' the process but don't manufacture anything

Challenge: Divided infringement; must detect actual use

System/Apparatus Claim

Covers: The device or system configured to perform

Infringed by: By making, using, selling, or importing

Strength: Infringement detectable from product inspection; covers manufacture

Challenge: Narrow to specific structures; design-around by changing hardware

CRM Claim

Covers: Computer-readable medium storing instructions

Infringed by: By manufacturing, distributing, importing the medium

Strength: Covers software distributed separately from hardware

Challenge: § 101 challenges; 'medium' must be non-transitory

FAQ

What is a method claim in a patent?

A method claim (also called a process claim) defines an invention as a series of steps or acts, rather than a structure or composition. Method claims cover the performance of a process — 'doing X by: step A, step B, step C.' Under 35 U.S.C. § 101, both 'method' and 'process' are patent-eligible subject matter categories. Method claims often provide broader coverage than corresponding apparatus claims, because the same functional steps can be performed by many different physical implementations. For software and business method inventions, method claims are often the most commercially valuable.

How is a method patent infringed?

Infringement of a method patent requires direct infringement by performing every step of the claimed method. Under 35 U.S.C. § 271(a), infringement occurs when someone 'uses' a patented process. Selling a device that practices a patented method is not direct infringement of the method claim — the sale is covered by the 'makes, uses, offers to sell, sells, or imports' standard under § 271(a). Indirect infringement (inducement under § 271(b) or contributory infringement under § 271(c)) requires predicate direct infringement by another party. The key limitation: every step of the method must be performed by a single entity (or attributable to that entity) for direct infringement.

What is divided infringement and why does it matter?

Divided (or joint) infringement occurs when different steps of a method claim are performed by different parties. For example, step A is performed by a vendor and step B is performed by a customer. Under the traditional 'single entity rule,' no direct infringement exists unless one entity performs all steps or directs and controls the performance of all steps. Akamai Technologies, Inc. v. Limelight Networks, Inc. (Fed. Cir. 2015 en banc) expanded the standard: a defendant can be liable for direct infringement when it performs some steps and directs or controls others to perform the remaining steps, OR when the parties form a 'joint enterprise.' But the test remains demanding — mere facilitation or instruction is not enough.

After Akamai (2015), when can a platform be liable for divided infringement?

Under Akamai (Fed. Cir. 2015 en banc), a defendant is liable for divided infringement if: (1) it performs some steps of the claimed method AND (2) it directs or controls others' performance of the remaining steps, OR the parties form a joint enterprise to perform all steps. 'Direction or control' exists when the defendant conditions participation in an activity or receipt of a benefit upon performance of the step AND establishes the manner or timing of that performance. In practice, many internet platform cases fall here — a platform that requires users to perform specific steps (entering data, clicking buttons) as a condition of receiving a service may be directing and controlling those steps.

Should I claim my invention as a method or apparatus?

Both, whenever possible. Method claims cover use; apparatus claims cover manufacture and sale of the device. A competitor can potentially design around an apparatus claim by changing the structure, but still infringe the method claim if the underlying process is the same. Conversely, method claims can be harder to detect infringement for (you can't tell from looking at a product whether someone is performing steps). For software patents, method + system (apparatus) + computer-readable medium claims cover the same invention in three forms to maximize coverage. Each independent claim form is separately licensed and enforced.

Related Guides

Patent Claims GuidePatent InfringementClaim PreambleJepson ClaimsDoctrine of EquivalentsSoftware Patents